ROCKEFELLER FINANCIAL SERVICES INC

Rockefeller Financial Services Inc. is an investment management services holding company based out of New York City. The company mainly operates through its subsidiary Rockefeller & Co., Inc. and can trace its history back to 1882 when John D. Rochefeller established an office of professionals to “organize his complex business and financial operations and to manage his family’s growing investment needs.” Rockefeller Financial Services would have a significantly role in shaping the investment industry and both Venrock, one of the first venture capital firms in the world, and AEA Investors, one of the first professionally managed buyout firms, were both established with in the direct involvement of Rockefeller. The company would also be an early pioneer in sustainability and impact investing with its first program established in the 1970s. Rockefeller Financial Services has also been involved in a variety of philanthropic institutions and community involvement including a high degree of involvement in the Rockefeller University, the Museum of Modern Art, the Metropolitan Museum of Art, Rockefeller Center and Colonial Williamsburg, the University of Chicago, Spelman College, and many others. The company provides a wide variety of services including asset management, family office services, wealth management, trust services, alternative investments, and others. Rockefeller Financial Services caters to a broad client base including high net worth individuals, limited partnerships, investment companies, trusts, foundations, charities, endowments, family offices, limited liability companies, and others. The company now holds over $43 billion in total assets under management. Rockefeller Financial Services mainly invests in the health care sector, which alone makes up over a fifth of its total asset allocations, and also invests in the information technology, finance, industrials, energy, and consumer discretionary sectors, among others to a lesser degree, in order of decreasing allocation. The company offers a variety of funds including its Equity Allocation Fund, Core Taxable Bond Fund, and Intermediate Tax Exempt National Bond Fund.